Senior Associate - Compliance Audit
A company is looking for a Senior Associate specializing in Financial Services Compliance and Internal Audit for a temporary opportunity. Key Responsibilities Lead compliance internal audits for financial institution operations (lending, deposits, servicing) Conduct testing and evaluations related to Reg A-Z compliance Assess internal controls for effectiveness and recommend improvements Required Qualifications 5+ years of relevant experience in regulatory compliance and internal auditing In-depth knowledge of Reg A-Z regulations and banking operations Professional certifications (CPA, CIA, CRCM) preferred or in progress Comfortable working remotely with occasional travel
A company is looking for a Senior Associate specializing in Financial Services Compliance and Internal Audit for a temporary opportunity.
Key Responsibilities
Lead compliance internal audits for financial institution operations (lending, deposits, servicing)
Conduct testing and evaluations related to Reg A-Z compliance
Assess internal controls for effectiveness and recommend improvements
Required Qualifications
5+ years of relevant experience in regulatory compliance and internal auditing
In-depth knowledge of Reg A-Z regulations and banking operations
Professional certifications (CPA, CIA, CRCM) preferred or in progress
Comfortable working remotely with occasional travel
