Senior Regulatory Associate
A company is looking for a Senior Regulatory Associate. Key Responsibilities Serve as compliance consultant for complex inquiries and provide consultation on business processes Monitor regulatory activity and manage compliance implementation of new process requirements Provide compliance support for variable product lines and develop compliance policies and procedures Required Qualifications, Training, and Education Bachelor's degree in Business, Finance, Law, or a related field; JD and FINRA license preferred 5-7 years of experience with life insurance and annuities, with strong knowledge of related products Experience with periodic testing and reporting of operational activities Experience with implementing procedural enhancements
A company is looking for a Senior Regulatory Associate.
Key Responsibilities
Serve as compliance consultant for complex inquiries and provide consultation on business processes
Monitor regulatory activity and manage compliance implementation of new process requirements
Provide compliance support for variable product lines and develop compliance policies and procedures
Required Qualifications, Training, and Education
Bachelor's degree in Business, Finance, Law, or a related field; JD and FINRA license preferred
5-7 years of experience with life insurance and annuities, with strong knowledge of related products
Experience with periodic testing and reporting of operational activities
Experience with implementing procedural enhancements
