FINRA Licensed Client Services Supervisor
A company is looking for a Registered Brokerage Client Services Supervisor. Key Responsibilities Serve as the primary contact for clients and broker partners during overnight hours, addressing operational and technical issues Deliver exceptional service and oversee the resolution of operational and trading inquiries while ensuring compliance with regulations Assist in developing and enhancing client service procedures and support overnight brokerage functions Required Qualifications 3+ years of experience in a brokerage client service role within the securities industry Active FINRA Series 7 and 24 licenses Deep understanding of brokerage operations and regulatory requirements Strong analytical and leadership skills Ability to exercise sound independent judgment within established guidelines
A company is looking for a Registered Brokerage Client Services Supervisor.
Key Responsibilities
Serve as the primary contact for clients and broker partners during overnight hours, addressing operational and technical issues
Deliver exceptional service and oversee the resolution of operational and trading inquiries while ensuring compliance with regulations
Assist in developing and enhancing client service procedures and support overnight brokerage functions
Required Qualifications
3+ years of experience in a brokerage client service role within the securities industry
Active FINRA Series 7 and 24 licenses
Deep understanding of brokerage operations and regulatory requirements
Strong analytical and leadership skills
Ability to exercise sound independent judgment within established guidelines
