Compliance Analyst
A company is looking for a Compliance Analyst to investigate complaints and enhance compliance procedures.
Key Responsibilities
Conduct thorough reviews of complaints and assess adherence to regulations and internal policies
Prepare and present reports with recommendations for improvement in complaint handling and procedures
Develop and implement corrective action plans to address issues in complaint resolution processes
Required Qualifications
Bachelor's degree in finance, business, or a related field with 2-3+ years of experience in lending institutions
Comprehensive knowledge of financial protection laws and regulations related to consumer lending
Strong interest in the clean energy financing industry
Proficiency in Microsoft Excel, Outlook, and Teams
Experience with CRM software is preferred, specifically Salesforce
A company is looking for a Compliance Analyst to investigate complaints and enhance compliance procedures.
Key Responsibilities
Conduct thorough reviews of complaints and assess adherence to regulations and internal policies
Prepare and present reports with recommendations for improvement in complaint handling and procedures
Develop and implement corrective action plans to address issues in complaint resolution processes
Required Qualifications
Bachelor's degree in finance, business, or a related field with 2-3+ years of experience in lending institutions
Comprehensive knowledge of financial protection laws and regulations related to consumer lending
Strong interest in the clean energy financing industry
Proficiency in Microsoft Excel, Outlook, and Teams
Experience with CRM software is preferred, specifically Salesforce