Licensed Brokerage Operations Specialist

A company is looking for an Advanced Brokerage Operations Professional, Licensed (Remote). Key Responsibilities Answer incoming calls and process new account documents, maintenance requests, and transfers Analyze and process complex service transactions while ensuring compliance with regulatory standards Collaborate with team members and maintain professional relationships with field professionals and internal units Required Qualifications High School diploma with 1-2 years of related experience FINRA Series 7 and 63/65, or 66 required or to be obtained within 90 days of hire Proficiency in MS Excel and MS Word Ability to work flexible shifts according to volume forecasts

Mar 22, 2025 - 03:43
 0
Licensed Brokerage Operations Specialist
A company is looking for an Advanced Brokerage Operations Professional, Licensed (Remote). Key Responsibilities Answer incoming calls and process new account documents, maintenance requests, and transfers Analyze and process complex service transactions while ensuring compliance with regulatory standards Collaborate with team members and maintain professional relationships with field professionals and internal units Required Qualifications High School diploma with 1-2 years of related experience FINRA Series 7 and 63/65, or 66 required or to be obtained within 90 days of hire Proficiency in MS Excel and MS Word Ability to work flexible shifts according to volume forecasts