NMLS Licensed Regional Lead
A company is looking for an Emerging Affluent Region Lead. Key Responsibilities Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients Collaborate with leaders in Wealth Management and Retail to drive strategic initiatives Support the build-out of the emerging affluent offering and assist with the remote affluent strategy Required Qualifications National Mortgage Licensing Service (NMLS) registration and compliance with legal requirements FINRA SIE, Series 7, Series 63, and Series 24 licenses Bachelor's degree in Accounting, Finance, or a related field 10+ years of investment experience, with at least 5 years in a managerial role Thorough knowledge of securities markets and investment products
A company is looking for an Emerging Affluent Region Lead.
Key Responsibilities
Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients
Collaborate with leaders in Wealth Management and Retail to drive strategic initiatives
Support the build-out of the emerging affluent offering and assist with the remote affluent strategy
Required Qualifications
National Mortgage Licensing Service (NMLS) registration and compliance with legal requirements
FINRA SIE, Series 7, Series 63, and Series 24 licenses
Bachelor's degree in Accounting, Finance, or a related field
10+ years of investment experience, with at least 5 years in a managerial role
Thorough knowledge of securities markets and investment products
