NMLS Registered Regional Lead
A company is looking for an Emerging Affluent Region Lead to manage a team of Investment Consultants and drive market share growth for emerging affluent clients. Key Responsibilities Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients Collaborate with other leaders within Wealth Management and Retail to drive strategic initiatives Support the remote affluent offering and assist in building out the emerging affluent services Required Qualifications National Mortgage Licensing Service (NMLS) registration and ongoing compliance with legal requirements FINRA SIE, Series 7, Series 63, and Series 24 licenses Bachelor's degree or equivalent in Accounting, Finance, or related field 10+ years of investment experience, with at least 5 years in a managerial role Thorough knowledge of securities markets and investment products
A company is looking for an Emerging Affluent Region Lead to manage a team of Investment Consultants and drive market share growth for emerging affluent clients.
Key Responsibilities
Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients
Collaborate with other leaders within Wealth Management and Retail to drive strategic initiatives
Support the remote affluent offering and assist in building out the emerging affluent services
Required Qualifications
National Mortgage Licensing Service (NMLS) registration and ongoing compliance with legal requirements
FINRA SIE, Series 7, Series 63, and Series 24 licenses
Bachelor's degree or equivalent in Accounting, Finance, or related field
10+ years of investment experience, with at least 5 years in a managerial role
Thorough knowledge of securities markets and investment products
