Senior Compliance Analyst
A company is looking for a Senior Compliance Analyst to manage compliance-related tasks and enhance procedures within the organization. Key Responsibilities Conduct reviews of complaints, identifying root causes and assessing adherence to regulations Prepare reports with recommendations for improving complaint handling and procedures Develop and implement corrective action plans to address issues in complaint resolution processes Required Qualifications Bachelor's degree in finance, business, or related field with 4-5+ years of experience in lending institutions Comprehensive knowledge of financial protection laws and regulations related to consumer lending Strong interest in the clean energy financing industry Proficiency in Microsoft Excel, Outlook, and Teams Experience with CRM software is preferred, specifically Salesforce
A company is looking for a Senior Compliance Analyst to manage compliance-related tasks and enhance procedures within the organization.
Key Responsibilities
Conduct reviews of complaints, identifying root causes and assessing adherence to regulations
Prepare reports with recommendations for improving complaint handling and procedures
Develop and implement corrective action plans to address issues in complaint resolution processes
Required Qualifications
Bachelor's degree in finance, business, or related field with 4-5+ years of experience in lending institutions
Comprehensive knowledge of financial protection laws and regulations related to consumer lending
Strong interest in the clean energy financing industry
Proficiency in Microsoft Excel, Outlook, and Teams
Experience with CRM software is preferred, specifically Salesforce
