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Senior Registration Specialist
A company is looking for a Sr Registration Specialist (Work From Home). Key Responsibilities Review and audit agent contract files and prepare licensing/registration paperwork Maintain agent registrations in the FINRA Central Registration Depository (CRD) and other systems Assist in developing new workflows and procedures to enhance operational efficiency Required Qualifications Bachelor's degree in a business-related field or equivalent education/experience Three years of experience in securities registration or five years in broker/dealer operations or compliance Proficiency using MS Office tools Knowledge of rules/regulations governing firm registration procedures Experience with CAESAR back-office system and/or AWD document management is preferred
A company is looking for a Sr Registration Specialist (Work From Home).
Key Responsibilities
Review and audit agent contract files and prepare licensing/registration paperwork
Maintain agent registrations in the FINRA Central Registration Depository (CRD) and other systems
Assist in developing new workflows and procedures to enhance operational efficiency
Required Qualifications
Bachelor's degree in a business-related field or equivalent education/experience
Three years of experience in securities registration or five years in broker/dealer operations or compliance
Proficiency using MS Office tools
Knowledge of rules/regulations governing firm registration procedures
Experience with CAESAR back-office system and/or AWD document management is preferred
