State Licensed Compliance Analyst

A company is looking for a Financial Institution Compliance Analyst III (Non-IT). Key Responsibilities Ensure compliance with regulatory requirements across various departments and materials Conduct compliance testing, risk assessments, and prepare summary reports for management Coordinate compliance training programs and manage responses to member complaints Required Qualifications, Training, and Education Bachelor's degree from an accredited college in a relevant field preferred Minimum of two years of financial institution experience with regulatory compliance responsibilities for Level I; four years for Level II; six years for Level III Regulatory compliance certification preferred Knowledge of federal laws and regulations affecting financial institutions is required Experience in compliance-related risk assessments and analysis is preferred for higher levels

Apr 4, 2025 - 18:23

A company is looking for a Financial Institution Compliance Analyst III (Non-IT). Key Responsibilities Ensure compliance with regulatory requirements across various departments and materials Conduct compliance testing, risk assessments, and prepare summary reports for management Coordinate compliance training programs and manage responses to member complaints Required Qualifications, Training, and Education Bachelor's degree from an accredited college in a relevant field preferred Minimum of two years of financial institution experience with regulatory compliance responsibilities for Level I; four years for Level II; six years for Level III Regulatory compliance certification preferred Knowledge of federal laws and regulations affecting financial institutions is required Experience in compliance-related risk assessments and analysis is preferred for higher levels