Temporary Senior Associate - Reg 9 Audit

A company is looking for a Temporary Senior Associate specializing in Reg 9 Internal Audit and Process Risk Consulting in Banking & Wealth Management. Key Responsibilities Support internal audit and risk consulting engagements for global banking and wealth management clients Assess internal controls, regulatory compliance, and risk exposure, providing practical remediation guidance Assist in project execution, fieldwork, and client presentations, ensuring quality and efficiency Qualifications 2+ years of internal audit, risk management, or controls experience in global banking/wealth management Must have exposure to Regulation 9 (Reg 9) CPA, CIA, or equivalent certification preferred Experience with fiduciary audits and wealth management controls

Mar 3, 2025 - 13:52

A company is looking for a Temporary Senior Associate specializing in Reg 9 Internal Audit and Process Risk Consulting in Banking & Wealth Management. Key Responsibilities Support internal audit and risk consulting engagements for global banking and wealth management clients Assess internal controls, regulatory compliance, and risk exposure, providing practical remediation guidance Assist in project execution, fieldwork, and client presentations, ensuring quality and efficiency Qualifications 2+ years of internal audit, risk management, or controls experience in global banking/wealth management Must have exposure to Regulation 9 (Reg 9) CPA, CIA, or equivalent certification preferred Experience with fiduciary audits and wealth management controls