Canadian Compliance Officer

A company is looking for a Chief Compliance Officer, Canada. Key Responsibilities Oversee regulatory compliance and risk management for Canadian operations Develop and maintain compliance manuals, AML programs, and internal SOPs Act as the primary liaison for Canadian regulators and lead regulatory audits Required Qualifications 10+ years of experience in compliance roles within financial services or digital asset management Direct experience with crypto asset trading platforms or capital markets regulation preferred Proven track record of regulatory engagement with agencies like CIRO, OSC, and FINTRAC Completion of relevant compliance examinations and courses (e.g., PDO, CCO, CSC) Strong leadership skills in compliance strategy and operational execution

Apr 30, 2025 - 11:42
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Canadian Compliance Officer
A company is looking for a Chief Compliance Officer, Canada. Key Responsibilities Oversee regulatory compliance and risk management for Canadian operations Develop and maintain compliance manuals, AML programs, and internal SOPs Act as the primary liaison for Canadian regulators and lead regulatory audits Required Qualifications 10+ years of experience in compliance roles within financial services or digital asset management Direct experience with crypto asset trading platforms or capital markets regulation preferred Proven track record of regulatory engagement with agencies like CIRO, OSC, and FINTRAC Completion of relevant compliance examinations and courses (e.g., PDO, CCO, CSC) Strong leadership skills in compliance strategy and operational execution