Compliance Consultant

A company is looking for a Compliance Consultant to oversee compliance functions related to complaints and market conduct. Key Responsibilities Serve as the compliance liaison to the Operations Complaint department and manage the complaint oversight function Utilize data analysis tools to track complaint trends and ensure compliance with regulatory requirements Complete compliance monitorings and manage technically complex compliance projects with minimal supervision Required Qualifications High school diploma required; college degree or equivalent experience preferred 8+ years of relevant compliance and/or industry experience, including 3 years managing a compliance function Experience with regulatory compliance, complaints management, and quality assurance required Proven ability to work cross-functionally and manage compliance monitorings independently Skilled in mentoring junior team members and fostering a culture of compliance awareness

May 22, 2025 - 04:50

A company is looking for a Compliance Consultant to oversee compliance functions related to complaints and market conduct. Key Responsibilities Serve as the compliance liaison to the Operations Complaint department and manage the complaint oversight function Utilize data analysis tools to track complaint trends and ensure compliance with regulatory requirements Complete compliance monitorings and manage technically complex compliance projects with minimal supervision Required Qualifications High school diploma required; college degree or equivalent experience preferred 8+ years of relevant compliance and/or industry experience, including 3 years managing a compliance function Experience with regulatory compliance, complaints management, and quality assurance required Proven ability to work cross-functionally and manage compliance monitorings independently Skilled in mentoring junior team members and fostering a culture of compliance awareness