Compliance Consultant
A company is looking for a Compliance Consultant specializing in Compliance Marketing & ICP Reviews.
Key Responsibilities
Review and assess compliance risk on marketing materials and incentive compensation plans, ensuring adherence to established SLAs
Develop and maintain a robust marketing review compliance program, including regulatory change management and business unit monitoring
Provide day-to-day compliance support, including researching regulatory issues and collaborating with business units to remediate compliance gaps
Required Qualifications
Bachelor's Degree in a related field or a combined minimum of 10 years of higher education and/or work experience, including 6 years in compliance or a relevant function
6 years of experience in compliance, legal, audit, or a related function
Working knowledge of marketing-related banking laws and regulations
Familiarity with responsible banking laws, including fair lending and UDAAP
Understanding of core banking regulations and enterprise-wide laws, such as privacy rules and FCRA
A company is looking for a Compliance Consultant specializing in Compliance Marketing & ICP Reviews.
Key Responsibilities
Review and assess compliance risk on marketing materials and incentive compensation plans, ensuring adherence to established SLAs
Develop and maintain a robust marketing review compliance program, including regulatory change management and business unit monitoring
Provide day-to-day compliance support, including researching regulatory issues and collaborating with business units to remediate compliance gaps
Required Qualifications
Bachelor's Degree in a related field or a combined minimum of 10 years of higher education and/or work experience, including 6 years in compliance or a relevant function
6 years of experience in compliance, legal, audit, or a related function
Working knowledge of marketing-related banking laws and regulations
Familiarity with responsible banking laws, including fair lending and UDAAP
Understanding of core banking regulations and enterprise-wide laws, such as privacy rules and FCRA