Compliance Officer II
A company is looking for a Compliance Officer II - Trust & Fiduciary Services (Remote). Key Responsibilities Leads compliance improvement initiatives by analyzing laws and internal processes to develop compliant policies and procedures Acts as a liaison during compliance examinations and resolves complex issues related to compliance and risk Develops and maintains a compliance testing program and prepares reports on compliance testing results Required Qualifications Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, or Banking, or a High School Diploma/GED with 10 years of relevant experience Strong knowledge of current laws, regulations, and compliance requirements affecting the banking sector Experience with personal and institutional trust governing documents and regulations is preferred Familiarity with ERISA and corresponding retirement plan types is preferred
A company is looking for a Compliance Officer II - Trust & Fiduciary Services (Remote).
Key Responsibilities
Leads compliance improvement initiatives by analyzing laws and internal processes to develop compliant policies and procedures
Acts as a liaison during compliance examinations and resolves complex issues related to compliance and risk
Develops and maintains a compliance testing program and prepares reports on compliance testing results
Required Qualifications
Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, or Banking, or a High School Diploma/GED with 10 years of relevant experience
Strong knowledge of current laws, regulations, and compliance requirements affecting the banking sector
Experience with personal and institutional trust governing documents and regulations is preferred
Familiarity with ERISA and corresponding retirement plan types is preferred
