Compliance Officer II - North Carolina

A company is looking for a Compliance Officer II - Testing & Analytics (Remote). Key Responsibilities Execute end-to-end compliance testing, including planning, risk and control identification, and reporting findings Source, validate, and analyze testing data to identify discrepancies and risks Document and track compliance testing processes, ensuring quality and adherence to standards Required Qualifications Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, Banking, or equivalent experience with a High School Diploma or GED and 10 years of experience Familiarity with Controls and Risk Management Frameworks such as COSO and BASEL General knowledge of wealth management and relevant regulations for Large Financial Institutions In-depth knowledge of Fed and State regulatory requirements At least 3 years of financial services compliance monitoring, auditing, risk management, or compliance experience

Mar 21, 2025 - 18:57

A company is looking for a Compliance Officer II - Testing & Analytics (Remote). Key Responsibilities Execute end-to-end compliance testing, including planning, risk and control identification, and reporting findings Source, validate, and analyze testing data to identify discrepancies and risks Document and track compliance testing processes, ensuring quality and adherence to standards Required Qualifications Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, Banking, or equivalent experience with a High School Diploma or GED and 10 years of experience Familiarity with Controls and Risk Management Frameworks such as COSO and BASEL General knowledge of wealth management and relevant regulations for Large Financial Institutions In-depth knowledge of Fed and State regulatory requirements At least 3 years of financial services compliance monitoring, auditing, risk management, or compliance experience