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Remote Operations Manager
A company is looking for a Remote Advice Controls & Operations Manager. Key Responsibilities Assist management in identifying client and advisor needs, industry trends, and regulations Supervise compliance activities, including audits and training for Financial Professionals Manage the Advisor Assist Program and document best practices for measurable outcomes Required Qualifications 3+ years of experience with FINRA Series 7 and Series 63 or equivalent Ability to obtain FINRA Series 24 license within 90 days of hire Thorough knowledge of life, annuity, and investment products Experience managing customer relationships and client accounts Strong coaching capabilities and leadership skills
A company is looking for a Remote Advice Controls & Operations Manager.
Key Responsibilities
Assist management in identifying client and advisor needs, industry trends, and regulations
Supervise compliance activities, including audits and training for Financial Professionals
Manage the Advisor Assist Program and document best practices for measurable outcomes
Required Qualifications
3+ years of experience with FINRA Series 7 and Series 63 or equivalent
Ability to obtain FINRA Series 24 license within 90 days of hire
Thorough knowledge of life, annuity, and investment products
Experience managing customer relationships and client accounts
Strong coaching capabilities and leadership skills
