Senior Trading Operations Associate

A company is looking for a Trading Operations Senior Associate. Key Responsibilities Manage day-to-day operations of the Equity and Options Trading Operations team Create and improve upon a world-class execution platform and assist in the Firm's Best-Execution Program Monitor order flow, resolve client trade escalations, and create/update policies and procedures as needed Required Qualifications FINRA Licenses: Series 7, Series 57, Series 24, Series 63, and Series 4 (within 6 months) Experience with front and back end processes for trading lifecycle (Equity and Options) Experience in SQL and relationship management with executing counterparties Proven leadership skills with a track record of team building and growth opportunities Prior experience with Financial or FINTech startups and working with international clients

Apr 23, 2025 - 11:01
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Senior Trading Operations Associate
A company is looking for a Trading Operations Senior Associate. Key Responsibilities Manage day-to-day operations of the Equity and Options Trading Operations team Create and improve upon a world-class execution platform and assist in the Firm's Best-Execution Program Monitor order flow, resolve client trade escalations, and create/update policies and procedures as needed Required Qualifications FINRA Licenses: Series 7, Series 57, Series 24, Series 63, and Series 4 (within 6 months) Experience with front and back end processes for trading lifecycle (Equity and Options) Experience in SQL and relationship management with executing counterparties Proven leadership skills with a track record of team building and growth opportunities Prior experience with Financial or FINTech startups and working with international clients