Series 6 Licensed Specialist

A company is looking for a Shareholder Services Specialist II responsible for providing contact center and transfer agency functions. Key Responsibilities Provide support to shareholders and financial representatives through calls, emails, and chats Maintain knowledge of mutual funds and input complex trades and account maintenance into recordkeeping systems Learn and apply compliance procedures and assist in onboarding new associates Required Qualifications Undergraduate degree in business administration, finance, or related area Series 6 or 7 license or ability to obtain within 3 months of employment 3-5 years of experience in client services or related field Experience in the financial services industry, particularly in mutual funds or retirement services Knowledge of Microsoft Office Suite and Adobe Acrobat

Apr 23, 2025 - 20:22

A company is looking for a Shareholder Services Specialist II responsible for providing contact center and transfer agency functions. Key Responsibilities Provide support to shareholders and financial representatives through calls, emails, and chats Maintain knowledge of mutual funds and input complex trades and account maintenance into recordkeeping systems Learn and apply compliance procedures and assist in onboarding new associates Required Qualifications Undergraduate degree in business administration, finance, or related area Series 6 or 7 license or ability to obtain within 3 months of employment 3-5 years of experience in client services or related field Experience in the financial services industry, particularly in mutual funds or retirement services Knowledge of Microsoft Office Suite and Adobe Acrobat