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Compliance Counsel
A company is looking for a Director of Compliance and Counsel. Key Responsibilities Develop compliance strategy and support legal matters concerning the organization Maintain and implement internal policies and procedures to meet regulatory requirements Act as a subject matter expert on IRA administration compliance and related regulations Required Qualifications J.D. from an accredited law school and admitted to practice in at least one U.S. jurisdiction 2-5 years of relevant experience in the financial services industry or law firm Strong supervisory and leadership skills Ability to prioritize and delegate tasks effectively Proficient with Microsoft Office Suite or related software
A company is looking for a Director of Compliance and Counsel.
Key Responsibilities
Develop compliance strategy and support legal matters concerning the organization
Maintain and implement internal policies and procedures to meet regulatory requirements
Act as a subject matter expert on IRA administration compliance and related regulations
Required Qualifications
J.D. from an accredited law school and admitted to practice in at least one U.S. jurisdiction
2-5 years of relevant experience in the financial services industry or law firm
Strong supervisory and leadership skills
Ability to prioritize and delegate tasks effectively
Proficient with Microsoft Office Suite or related software