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Senior Compliance Advisor
A company is looking for a Senior Compliance Advisor for Asset Management - Global Fiduciary Risk Oversight. Key Responsibilities: Provide compliance oversight and guidance for Asset Management products in accordance with fiduciary standards and regulations Analyze control environments and provide expert advice to strengthen compliance controls Interact with regulators and assist in the oversight of examinations and compliance risk assessments Required Qualifications: Bachelor's Degree in a related field 10 years of experience in compliance, legal, audit, risk, or a relevant function Working knowledge of relevant regulations and industry best practices Proven track record in risk and control oversight In lieu of a degree, a combined minimum of 14 years of higher education and/or work experience, including 10 years in a relevant function
A company is looking for a Senior Compliance Advisor for Asset Management - Global Fiduciary Risk Oversight.
Key Responsibilities:
Provide compliance oversight and guidance for Asset Management products in accordance with fiduciary standards and regulations
Analyze control environments and provide expert advice to strengthen compliance controls
Interact with regulators and assist in the oversight of examinations and compliance risk assessments
Required Qualifications:
Bachelor's Degree in a related field
10 years of experience in compliance, legal, audit, risk, or a relevant function
Working knowledge of relevant regulations and industry best practices
Proven track record in risk and control oversight
In lieu of a degree, a combined minimum of 14 years of higher education and/or work experience, including 10 years in a relevant function