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Senior Licensing Coordinator
A company is looking for a Sr Licensing/Registration Coordinator. Key Responsibilities Process new U4's with FINRA for onboarding new representatives Handle U4 amendments and assist with Broker Dealer maintenance tasks Process U5's for terminating representatives and manage renewals Required Qualifications 4+ years of experience in a financial area, preferably in FINRA licensing & registration Licensing experience strongly preferred High school diploma or equivalent work experience Proficiency in MS Office
A company is looking for a Sr Licensing/Registration Coordinator.
Key Responsibilities
Process new U4's with FINRA for onboarding new representatives
Handle U4 amendments and assist with Broker Dealer maintenance tasks
Process U5's for terminating representatives and manage renewals
Required Qualifications
4+ years of experience in a financial area, preferably in FINRA licensing & registration
Licensing experience strongly preferred
High school diploma or equivalent work experience
Proficiency in MS Office
