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Senior Trading Operations Specialist
A company is looking for a Senior Specialist Trading Operations. Key Responsibilities Initiate and monitor mutual fund trading processes, ensuring successful execution of scheduled trades Research and resolve unresolved or rejected mutual fund trades, coordinating with fund houses and internal sources Prepare daily reports, reconcile fund eliminations, and validate plan-level employer stock trades in the administrative system Required Qualifications Bachelor's degree in accounting, finance, or a related field, or equivalent experience FINRA Series 6 required within established guidelines Intermediate to advanced proficiency in Excel 1 - 2 years of experience in mutual fund operations preferred FINRA fingerprinting upon hire
A company is looking for a Senior Specialist Trading Operations.
Key Responsibilities
Initiate and monitor mutual fund trading processes, ensuring successful execution of scheduled trades
Research and resolve unresolved or rejected mutual fund trades, coordinating with fund houses and internal sources
Prepare daily reports, reconcile fund eliminations, and validate plan-level employer stock trades in the administrative system
Required Qualifications
Bachelor's degree in accounting, finance, or a related field, or equivalent experience
FINRA Series 6 required within established guidelines
Intermediate to advanced proficiency in Excel
1 - 2 years of experience in mutual fund operations preferred
FINRA fingerprinting upon hire
