Audit and Regulatory Specialist
A company is looking for an Audit and Regulatory Specialist. Key Responsibilities Coordinate and support internal and external audits, gathering documentation and following up on requests Provide oversight for recommendations and remediation strategies related to internal audits and regulatory findings Monitor legislation and regulations impacting operations, and contribute to special projects related to audit and compliance Required Qualifications High school diploma or equivalent required; Bachelor's degree in a related field preferred Minimum of 5 years of experience in the life and annuity industry with a focus on audit and regulatory oversight Understanding of audit methodologies and regulatory requirements in the financial services industry Strong analytical skills with the ability to interpret data and identify trends Proficiency in Microsoft Office applications
A company is looking for an Audit and Regulatory Specialist.
Key Responsibilities
Coordinate and support internal and external audits, gathering documentation and following up on requests
Provide oversight for recommendations and remediation strategies related to internal audits and regulatory findings
Monitor legislation and regulations impacting operations, and contribute to special projects related to audit and compliance
Required Qualifications
High school diploma or equivalent required; Bachelor's degree in a related field preferred
Minimum of 5 years of experience in the life and annuity industry with a focus on audit and regulatory oversight
Understanding of audit methodologies and regulatory requirements in the financial services industry
Strong analytical skills with the ability to interpret data and identify trends
Proficiency in Microsoft Office applications
