California Licensed Investment Operations Associate

A company is looking for a Sr. Invest Operations Associate to manage investment transactions and customer inquiries. Key Responsibilities Manage the full lifecycle of investment-related customer support, ensuring timely and accurate responses Handle specialized processes including levies, wire payments, and ACH disputes Collaborate with internal stakeholders to support operations and process improvements Required Qualifications FINRA SIE, Series 66, 7 license or will obtain within 6 months of hire 3-5 years of investment, banking, or financial operations experience Detail-oriented with a strong work ethic and proactive approach Ability to manage multiple priorities and adapt to a fast-paced environment Flexibility with working hours, including evenings, weekends, or holidays

Apr 16, 2025 - 15:21

A company is looking for a Sr. Invest Operations Associate to manage investment transactions and customer inquiries. Key Responsibilities Manage the full lifecycle of investment-related customer support, ensuring timely and accurate responses Handle specialized processes including levies, wire payments, and ACH disputes Collaborate with internal stakeholders to support operations and process improvements Required Qualifications FINRA SIE, Series 66, 7 license or will obtain within 6 months of hire 3-5 years of investment, banking, or financial operations experience Detail-oriented with a strong work ethic and proactive approach Ability to manage multiple priorities and adapt to a fast-paced environment Flexibility with working hours, including evenings, weekends, or holidays