Iowa Licensed Compliance Consultant

A company is looking for a Compliance Consultant - Advertising Compliance. Key Responsibilities Conduct detailed research and review of regulatory requirements and ensure compliance with advertising and sales literature Assist senior management in developing and implementing compliance policies and procedures, and manage compliance initiatives Communicate with clients, agents, and regulators to resolve compliance issues and provide training on new laws and regulations Required Qualifications Bachelor's Degree in business or related field preferred, or equivalent business experience Juris Doctorate degree preferred 3-4 years of relevant compliance, internal audit, or equivalent experience preferred Working knowledge of life and annuity products and insurance company operations Advanced computer skills, including proficiency in Microsoft Word, Excel, and Adobe Acrobat

Apr 23, 2025 - 23:02

A company is looking for a Compliance Consultant - Advertising Compliance. Key Responsibilities Conduct detailed research and review of regulatory requirements and ensure compliance with advertising and sales literature Assist senior management in developing and implementing compliance policies and procedures, and manage compliance initiatives Communicate with clients, agents, and regulators to resolve compliance issues and provide training on new laws and regulations Required Qualifications Bachelor's Degree in business or related field preferred, or equivalent business experience Juris Doctorate degree preferred 3-4 years of relevant compliance, internal audit, or equivalent experience preferred Working knowledge of life and annuity products and insurance company operations Advanced computer skills, including proficiency in Microsoft Word, Excel, and Adobe Acrobat